The following deal list is comprised of transactions with which 1st BridgeHouse Securities has been involved:
| Company Name |
Date |
Position |
Amount |
Type of Transaction |
Description |
| Wuhan Blower Corp. |
2/8/07 |
Financial Advisor/ Placement Agent |
$23,970,000 |
Reg D |
Giving financial advice to a Chinese company designed to raise capital in the US and to structure a listing of public equity. |
| Meridian Development Corporation |
9/2005 |
Financial Advisor |
|
Reg D |
Acted as an advisor to Meridian Development to structure a Reg D Placement Fund in which other BDs have raised over $15,000,000 to date. |
| Adcare Health Systems |
6/2005 |
Selling Group |
$1,500,000 |
Reg D |
Participant in a selling group that placed a bridge loan that lead to a public raise of equity. |
| SIG Fund |
1/2005 |
Underwriter/
Placement Agent |
$2,295,000 |
Reg D |
Structured a real estate development fund for a South Florida Developer. |
| AK Capital Appreciation Fund |
1/2005 |
Underwriter/
Placement Agent |
$3,000,000 |
Reg D |
Structured and raised equity for real estate fund that purchased and redeveloped land parcels in Southington, CT. |
| Rural High Yield Fund |
12/2004 |
Advisor/
Consultant |
$78,000,000 |
Fund Mgnt |
Assisted a Latin American bank in establishing and operating a hedge fund that purchased and restructured Latin American debt. |
| Advanced Biological Marketing |
11/04 |
Financial Advisor |
|
Advisory |
Advised firm on how to restructure itself to maximize shareholder value. |
| AK Income Investors |
10/2004 |
Underwriter/
Placement Agent |
$4,305,010 |
Reg D |
A real estate based investment that participated in the purchase of Toll Brothers HQ in Horsham, Pennsylvania. |
| Miracor Diagnostics |
8/2004 |
Underwriter/
Placement Agent |
$1,250,000 |
PIPE |
A chain of MRI centers with Headquarters in San Diego, CA. |
| Adcare Health Systems |
2/2004 |
Financial Advisor |
|
Advisory |
Advised the firm on how to restructure its balance sheet to prepare for a future offering. This culminated with an IPO on the American Stock Exchange led by another BD in a firm underwriting. |
